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Hazen and Ratner's Broker-Dealer Regulation: Cases and Materials (American Casebook Series)

R 14,269

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Condition - Very Good
The item shows wear from consistent use, but it remains in good condition and functions properly. Item may arrive with damaged packaging or be repackaged. It may be marked, have identifying markings on it, or have minor cosmetic damage. It may also be missing some parts/accessories or bundled items.

Hazen and Ratner's Broker-Dealer Regulation: Cases and Materials (American Casebook Series)

This law school casebook is devoted to broker-dealer regulation in the securities markets. The book covers SEC and self-regulation of the securities brokerage industry and the securities markets, fraud, manipulation, abusive sales practices, margin regulation, obligations to customers, conflict of interest, and investment advisers. The casebook focuses on regulatory issues as well as civil liabilities of broker-dealers. Designed for use in an advanced course, it includes excerpts from cases and administrative decisions and also from self-regulatory organizations such as the National Association of Securities Dealers (NASD), and also includes materials relating to market regulation generally.
Country USA
Manufacturer West Academic Publishing
Binding Hardcover
ReleaseDate 2002-10-17
UnitCount 1
EANs 9780314143853

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